Account Basics

15 rules · 17 worked examples

The rules in this chapter

  1. 1You are in control.A 529 plan requires three entities: an owner, a beneficiary (usually a potential student), and a successor or death beneficiary.
  2. 2You are and will stay the owner of the 529 funds. Funds may be disbursed back to you at any time.The owner is usually a parent or grandparent.
  3. 3You decide the beneficiary.Each account needs a named beneficiary with a social security number and physical address.
  4. 4Each account should have a Successor, in the case of the Owner’s death.Naming a death beneficiary/successor is not required, but highly recommended to avoid probate or Uncle Sam taking control if you pass.
  5. 5You can decide to CHANGE your ownership to someone else without a fee at any time.Importantly, an owner (such as a grandparent) may transfer ownership while living or at death without penalty to avoid having to administer or have liability for the account.
  6. 6You can decide to CHANGE the Beneficiary to someone else–including yourself–without a fee at any time.As account owner, you have the right to modify the beneficiary at any time.
  7. 7You can decide to CHANGE the Successor to someone else without a fee at any time.If a beneficiary or their parent is not totally financially trustworthy, consider your Trust as a successor entity (the funds remain outside of your estate gifting limits.) Your trustee will help deci
  8. 8Account owners can have unlimited family and friend beneficiary accounts.A grandma decides to gift $50 per year for each child, grandchild, and great grandchild, a total of 33 accounts.
  9. 9Beneficiaries may have unlimited accounts in their name from different parents, grandparents, kind friends, etc.JR is in graduate school and just married Tisha.
  10. 10Deposits are made via direct payroll deposit, check, ACH, or wire. You can link your bank account for monthly or one time contributions.Deposits to a 529 account may be made by check or pulling electronically from a bank account.
  11. 11Employers, trusts, and other entities may contribute.A trust, corporation or other entity that opens an Institutional Account can be the account owner.
  12. 12Tax returns or PFDs can be directly gifted to the 529 plan.Instead of potentially squandering your federal tax return each April, why not contribute to one or more 529 accounts?
  13. 13Special occasion gifts can be made by others for graduation, birthday, or other special days.Gifts from others–including for birthday or another present–are accepted.
  14. 14Transfers may be made between accounts of family members.Transfers of funds between in-family beneficiaries generally count as allocation changes, limited to 2 times per year.
  15. 15ABLE* accounts for disabled people may be rolled over up to $19,000 per year from a 529 plan.Up to $19,000 (the 2026 annual gift tax exclusion amount) may be rolled over per year from a beneficiary’s 529 to a disability-focused ABLE account.